Local Government Q&A
Question: How are the Open Meetings Act and
FOIA impacted by municipal elections?
There is little specific mention, either in the
Open Meetings Act or in the Freedom of Information Act ("FOIA"),
about how the administration of these laws may be impacted during an active
municipal election season. The prompt and fair application of these laws
can be severely tested during a hard fought local government election.
Non-incumbent candidates for a governmental office
are not subject to either of these Acts except to the extent that they interact
with persons already in office. There is a general exemption under the
Open Meetings Act for gatherings of either incumbent or non-incumbent individuals
who are meeting to discuss issues relating to a forthcoming election. Discussions
about the raising of campaign funds, campaign appearances, or general election
strategy are simply not subject to the Open Meetings Act. If, however,
a majority of a quorum of already elected officials were to meet to discuss
campaign strategy and how they would vote on a controversial matter, the
second part of that discussion would have to take place in compliance with
the Open Meetings Act.
The courts are likely to give incumbent officials
some leeway in discussions of the political implications of their actions
if they can somehow demonstrate that it was politics, not policy, which
was the central element of their meeting. Obviously, wide-ranging meetings
of this nature, when "exposed" by a political opponent or a media
outlet, can be used against incumbent candidates even if the officials can
justify holding non-public meetings on political grounds. While not required
to do so, participants at such meetings may find it advisable to take outline
minutes at such meetings to demonstrate that the vast majority of the meeting
was centered on discussing the course and strategy of the campaign.
Campaign literature or preliminary policy statements
not publicly cited and identified by the head of the public body, are private
and political rather than public documents, and would not need to be disclosed
under a Freedom of Information Act request. If, however, such documents
come into the possession of the municipality in final, rather than preliminary
versions, they become public records subject to the requirements of the
FOIA.
Probably the most significant potential for an
increase in the use of the statutory "sunshine law" processes
are requests by opposition candidates and their supporters for documents
under the Freedom of Information Act. Any person, whether a resident of
the governmental body or not, may seek a great variety of documents under
the Freedom of Information Act. The governmental body is required to search
out and make these documents available without being able to charge a fee
for the staff time involved in the search. The only charge which can be
imposed is for the cost of mechanical reproduction if the requestor asks
for actual copies of documents. In order to protect against a request for
the reproduction of multiple documents, a public body, hopefully under rules
and procedures already in place, can require a requesting citizen to pay
a deposit or even the entire reasonably anticipated charge for reproductions
at the time that a request is made.
The public body should take care that requestors
who ask to examine the originals of documents do not carry them away. Some
security procedures should also be put in place to make certain that documents
are not defaced, removed or modified.
Governmental bodies should know that a person,
while being entitled to review existing public records, cannot demand that
a government create new records based upon information otherwise available
to the public body. For example, a citizen can ask to review all contracts
for vehicles purchased by the municipality in the previous five years.
That same citizen cannot demand that a list be produced of all vehicle purchases
bought from out-of-state vendors if no such list exists. In short, a governmental
body is obligated to share with the public documents that are in existence,
but it is not required to prepare a new document containing information
from other records, although the requestor is certainly entitled to go through
the documents in the possession and to prepare his or her own report or
compilation.
A governmental body may require that the person
requesting the records clarify the nature of the request with an eye towards
possibly narrowing its scope. Finally, a governmental body, usually after
consultation with its attorney, is entitled to deny the request if the records
requested are either subject to one of the exemptions under the Act or are
categorical in nature and would be unduly burdensome to produce. Obviously,
record requests cannot be prepared for one citizens group and ignored for
another and all requests must be responded to within the time periods set
forth in the statute. Where a request is denied, the governmental body
must inform the requestor of the specific basis for the denial and of the
right to appeal the denial to the head of the public body.
The last area where these statutory provisions
tend to be tested during an election cycle is with regard to public comments
during governmental meetings. The non "closed-session" portion
of governmental meetings, where there is no statutory requirement for a
public hearing, are required to be open to the public, but the public has
no absolute right to speak at the meetings. Nonetheless, most governmental
bodies have historically established some time during meetings when the
public is allowed to address the members of the presiding board. The presiding
officer of the governmental body, and the majority of the corporate authorities
have the right to limit or stop such comments which exceed time limits or
are abusive. Care should be taken, however, that it is not only the public
comments of one's political opponents that are limited. This practice
has resulted in successful lawsuits against governmental bodies and their
elected officials.
Although persons attending public meetings are
only given a limited opportunity to address the corporate authorities, they
are permitted, under the Open Meetings Act, to take audio or video tapes
of the public portions of the meetings of the governmental body. The government
can establish reasonable rules and procedures for the way in which such
recording is accomplished to assure that the recording does not unreasonably
interfere with the operation of the public meeting. Where members of the
public are permitted to address the public body in a public hearing which
is required either by statute or by ordinance, the courts have held that
such individuals must be given a reasonable period of time to speak and,
within limits, to cross-examine witnesses who have offered actual testimony
at the public hearing. A case raising these issues is now before the Illinois
Supreme Court.
Violations of the Open Meetings Act can result
in a criminal penalty, fine or forfeiture from office along with the invalidation
of actions taken in violation of the Act. Violations of the Freedom of
Information Act can result in a lawsuit filed by the State's Attorney to
remove violators from office and a requirement that the legal fees of the
citizen improperly deprived of access to the public information will be
paid by the government which is at fault.
